AMS Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$35,835,000
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
60
15% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
60
HighAverage account size
$597,250
About
AMS Capital Management LLC provides investment supervisory services, financial planning, consulting, and selection and monitoring services to individuals, high‑net‑worth clients, pension and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. The firm issues a monthly newsletter to clients, prepares written investment policy statements, and delivers financial plans and limited‑scope consulting engagements.
AMS builds client‑specific Investment Policy Statements and uses fundamental analysis to evaluate and recommend mutual funds, equities, bonds, ETFs, REITs, and insurance products (including annuities and private placements) while generally implementing recommendations on a non‑discretionary basis. For retirement plan clients the firm provides selection and monitoring of investment options and quarterly participant education workshops consistent with ERISA Section 404(c).
Distinctive features include reporting $39,125,000 in non‑discretionary assets and no discretionary AUM, and a client mix that includes institutional retirement plans for which the firm provides pension consulting and participant education—services that are relatively uncommon among independent peers. The firm’s principal is a licensed insurance agent and may offer commissionable insurance and annuity products alongside advisory services, and it distributes a monthly newsletter to clients—both uncommon characteristics for firms in this category.
Client services
Financial planning
Portfolio management
Pension consulting
Newsletters or periodicals
Consulting services for investment advice
Consulting services for investment advice
Expertise
Wealth management
Fee options
Financial Planning Fixed Fees between $500 and $25,000
$0 - $99,999.99: 2.75% $100,000 - $249,999.99: 2.50% $250,000 - $499,999.99: 2.25% $500,000 - $999,999.99: 2.00% $1,000,000 - $2,499,999.99: 1.75% $2,500,000 - $3,499,999.99: 1.50% $3,500,000 - $4,999,999.99: 1.40% $5,000,000 - $7,999,999.99: 1.00% $8,000,000+: 0.90%
$350 per hour for Financial Planning and Consulting, Selection and Monitoring Services
Account minimum: $50,000 Fee-only: Financial Planning Fees: Fixed fees between $500 and $25,000; Hourly fees $350/hour; Consulting, Selection and Monitoring Services $350/hour
Main office location
AMS Capital Management LLC
63 Bovet Road, Suite 313
San Mateo CA 94402, United States
Number of offices
1
Most active in
AMS Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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