Amplio Wealth Management, Inc.

The firm provides ongoing portfolio management and financial planning to individuals (including high-net-worth clients) and to pension or profit-sharing plans, creating an Investment Policy Statement for each client that documents goals, tax considerations, and risk tolerance. It delivers asset-based advisory services and limits its investment advice primarily to mutual funds, equities, fixed income and Treasury inflation-protected securities.

The firm’s investment process is grounded in fundamental analysis and includes a range of implementation strategies from long‑term holdings to short‑term trading, margin and options transactions when appropriate. Although the adviser may request discretionary authority, the brochure discloses that the majority of the firm’s assets are managed on a non‑discretionary basis and clients are generally required to custody accounts on a single broker‑dealer platform that provides research and support services.

Notable features that set the firm apart from many peers are the principal’s outside roles—registration as a broker‑dealer representative, licensed insurance agent, and activity as a real estate broker/dealer—which the brochure identifies as potential sources of conflicts when recommending commissionable products. The firm also serves pension/profit‑sharing plan clients at meaningful scale for a small independent adviser and discloses that it does not aggregate trades across clients, a practice that can affect execution quality and transaction costs.