AMFA LLC

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Client assets under management

$9,275,492

Clients

100% high-net worth

Advisors

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$579,718

About

AMFA provides investment advisory services to individuals, high‑net‑worth clients, small businesses, pension plans and pooled investment vehicles, delivering both discretionary portfolio management through separately managed accounts and non‑discretionary investment strategy and trading recommendations to other pooled funds. The firm serves a mix of U.S. and non‑U.S. clients, including relationships that extend to China and Singapore.

The firm’s investment approach is data‑driven and quantitative, employing statistical modeling and strategies such as momentum, statistical arbitrage, and mean‑reversion across equities, fixed income, digital assets and derivatives. AMFA tailors portfolios to individual client objectives and risk profiles and incorporates risk‑management practices when trading instruments such as futures, options and commodity contracts.

AMFA is registered with the National Futures Association as a Commodity Trading Advisor and, unusually for a similarly sized supported firm, provides ongoing non‑discretionary advisory services to a China‑domiciled private pooled fund while receiving performance‑based compensation from that arrangement. The combination of cross‑border pooled‑vehicle work, use of derivatives in separately managed accounts, and the firm’s side‑by‑side and Code of Ethics policies to address performance‑fee conflicts distinguishes it from most peers.

Client services

Portfolio management

Expertise

Private / alternative investments Options & derivatives strategies Factor investing / smart beta

Fee options

Percentage

2.0% annually

Performance-based

0.0% - 20.0% of capital gains for qualified clients and non-U.S. residents; 40% of Jingce Fund net revenue for non-discretionary services

Main office location

AMFA LLC

Darien CT, United States

Number of offices

Most active in

Connecticut

Disclosures

Business activities & affiliations

Is active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 475-544-9706

Advisors at this firm

Henry M

Series 65

Darien, CT

AMFA LLC

Henry Middlezong is a Series 65 licensed advisor at AMFA LLC with one year of industry experience. He has worked at AMFA Capital since 2024 and concurrently serves as a Senior Consultant at Dougherty Business Solutions, providing software engineering and programming services unrelated to investment advisory. Prior to these roles, he spent eight years at MIG Group. AMFA LLC offers discretionary investment advisory services to individuals, high-net-worth clients, small businesses, pension plans, and certain institutional clients. The firm employs a data-driven, quantitative investment process that includes portfolio management across various asset classes and actively trades derivatives and digital assets.

Private / alternative investments Options & derivatives strategies Factor investing / smart beta

Yingying T

Series 63, Series 65

Darien, CT

AMFA LLC

Yingying Tan is a financial advisor at AMFA LLC with one year of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Goldman Sachs in 2017. AMFA LLC provides discretionary investment advisory services to individuals, high-net-worth clients, small businesses, pension plans, and certain institutional clients. The firm employs a tailored, data-driven investment process with quantitative strategies based on statistical modeling, including momentum, statistical-arbitrage, and mean-reversion approaches, and is notable for its active trading in derivatives and digital assets.

Private / alternative investments Options & derivatives strategies Factor investing / smart beta

Aurora M

Series 63, Series 65

Darien, CT

AMFA LLC

Aurora Maher is a financial advisor at AMFA LLC with seven years of industry experience. She holds Series 63 and Series 65 licenses and has been with AMFA LLC since 2018. AMFA LLC provides discretionary investment advisory services to individuals, high-net-worth clients, small businesses, pension plans, and certain institutional clients, including other investment advisers and non-U.S. investors. The firm employs a data-driven, quantitative investment approach that includes portfolio management across public securities, private fund interests, digital assets, commodities, and derivatives.

Private / alternative investments Options & derivatives strategies Factor investing / smart beta

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