Ambastha Financial LLC

Ambastha Financial LLC provides discretionary investment management and advisory services primarily to high‑net‑worth individuals and small businesses. The firm works with clients on investment strategy, asset allocation, security selection, and periodic portfolio monitoring, and also offers custom consulting engagements and ad hoc due diligence requests.

The firm's investment approach combines fundamental analysis with modern portfolio theory and uses both active and passive strategies to meet client objectives. In practice it recommends equities and options/derivatives for a majority of clients and employs a range of trading techniques — including long‑ and short‑term trading, margin transactions, and covered, uncovered, and spread options strategies — while providing quarterly reporting and discretionary trade authority.

Compared with many peers, Ambastha Financial is small and concentrated: it manages roughly $6 million for a very small number of client relationships, which produces an unusually low client count per advisor. It also stands out for its use of derivatives within separately managed accounts and for offering educational seminars and published materials (seminars are presented as purely educational and published materials may be sold or distributed).