Amauta Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,011,995
Clients
27
19% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
27
TypicalAverage account size
$556,000
About
Amauta LLC provides portfolio management and financial planning primarily to individual clients, including high‑net‑worth individuals, managing about $15,011,995 in discretionary assets across 27 client relationships as of December 2025. Services include preparation of an Investment Policy Statement for each client, ongoing discretionary portfolio management, and fixed‑fee financial plans that address retirement, tax, insurance, and college planning.
The firm combines fundamental and quantitative analysis and employs both long‑term and short‑term trading, generally focusing on mutual funds, equities, fixed income, and ETFs while documenting client risk tolerance in each IPS. Amauta typically seeks discretionary trading authority, conducts monthly portfolio reviews performed by the managing member, and manages assets internally rather than delegating to third‑party advisers.
A notable characteristic of Amauta’s client base is a significant proportion of non‑U.S. clients, an uncommon feature for independent solo advisory firms and one that can affect custody, tax, and trading logistics. The firm also requires clients to use LPL Financial or Interactive Brokers as custodians and permits client‑imposed investment restrictions, reflecting a compact, self‑managed practice serving a geographically diverse, relatively small roster of clients.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Fee options
Fixed financial planning fees range from $250 to $1,000
$5,000 - $999,999: 2.00% $1,000,000 - $4,999,999: 1.50% $5,000,000 - $9,999,999: 1.00% $10,000,000 - And Up: 0.50%
Account minimum: $5,000
Main office location
Amauta Financial
Alexandria VA, United States
Number of offices
1
Most active in
Amauta Financial has reported serving >5 clients in these states in the last 12 months.
District of Columbia · Maryland · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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