AM Investment Strategies, LLC

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Client assets under management

$733,161,970

Clients

576

24% high-net worth

Advisors

of 5 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

288

Very High

Average account size

$1,272,851

About

AM Investment Strategies, LLC provides discretionary and non-discretionary investment management, limited financial planning, retirement-plan fiduciary consulting, and reporting/limited account administration to individuals, high-net-worth clients, trusts, estates, pension and profit-sharing plans, and business entities. The firm manages roughly $738 million across client accounts and works with both individual investors and retirement plans, including recommending private placements to accredited investors when appropriate.

The firm’s investment process relies on fundamental analysis and proprietary strategies to build customized, equity‑tilted portfolios that are tailored to each client’s risk tolerance and goals and are typically implemented on a discretionary basis. Portfolios may include individual equities, fixed income, mutual funds and ETFs, alternative investments, and sub-advisers, and the firm will employ margin/borrowing in separately managed accounts when authorized by clients.

AMIS is notable among peers for its unusually high AUM and client load per advisor — the firm’s scale produces more than 200 clients per advisor and AUM per advisor above $200 million, which is uncommon for team firms and can influence its service model. The brochure also discloses prior disciplinary events involving a firm principal (a 2015 FINRA hearing decision that was reduced on appeal and a subsequent temporary CFP® mark suspension in 2019) and a potential conflict of interest from managing cash-management brokerage accounts for recommended private-fund managers for a discounted fee (2 basis points).

Client services

Financial planning Portfolio management Pension consulting

Reporting/account administrative services

Expertise

Wealth management Retirement plans for business owners (SEP, solo 401k) Annuities

Occupation focus

Founder/Business Owner

Fee options

Percentage

$0 - $999,999: 1.00% $1,000,000 - $2,000,000: 0.90% $2,000,000 - $3,000,000: 0.80% $3,000,001 - $4,000,000: 0.75% $4,000,001 - $5,000,000: 0.70% $5,000,000+: Negotiable

Other

Minimum fee: Reporting/Limited Account Administration Fees range from $50 to $30,000 per year depending on services requested

Main office location

AM Investment Strategies, LLC

832 Georgia Avenue, Suite 100

Chattanooga TN 37402, United States

Number of offices

Most active in

Alabama · California · Florida · Georgia · North Carolina · Pennsylvania · Tennessee · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

423-486-1888

Advisors at this firm

Aon M

CFP®, Series 63, Series 66

Chattanooga, TN

AM Investment Strategies, LLC

Aon Miller is a CFP® with 27 years of industry experience and a principal at AM Investment Strategies, LLC, where he has worked since 2012. He serves as Vice Chairman of the City of Chattanooga General Pension Plan Board of Directors and holds board positions with several golf associations and nonprofit organizations, including the Cleveland State Community College Foundation. Miller is also a licensed insurance agent and may recommend insurance products on a fully disclosed commission basis. AM Investment Strategies, LLC provides discretionary and non-discretionary investment management, limited financial planning, and retirement-plan fiduciary consulting to individuals, high-net-worth clients, trusts, estates, pension and profit-sharing plans, and business entities. The firm manages approximately $738 million and employs a fundamental analysis-driven approach to create customized, equity-tilted portfolios tailored to client risk tolerance and goals.

Wealth management Retirement plans for business owners (SEP, solo 401k) Annuities Founder/Business Owner

Laura O

Series 66

Chattanooga, TN

AM Investment Strategies, LLC

Laura Owsley is a financial advisor at AM Investment Strategies, LLC with 19 years of industry experience. She holds a Series 66 designation and has been with AM Investment Strategies since 2012. Laura is also a licensed insurance agent and may recommend insurance products on a fully disclosed commission basis. AM Investment Strategies provides discretionary and non-discretionary investment management, limited financial planning, and retirement-plan fiduciary consulting to individuals, high-net-worth clients, trusts, estates, pension and profit-sharing plans, and business entities. The firm manages approximately $738 million and employs fundamental analysis and proprietary strategies to build customized, equity-tilted portfolios tailored to client risk tolerance and goals.

Wealth management Retirement plans for business owners (SEP, solo 401k) Annuities Founder/Business Owner

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