Alvarado & Associates, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,680,000
Total clients
56
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
56
Average account size
$83,571
About
The firm provides discretionary portfolio management to individuals and families, including high-net-worth households, tailoring portfolios to clients’ financial objectives, risk tolerance, and liquidity needs. It operates as a fee-based adviser using a percentage-of-AUM billing model and reports roughly $4.8 million in assets under management.
Portfolios are constructed with diversified exposure and an emphasis on income generation, risk management, and long-term capital stewardship, often incorporating income-producing investments and exchange-traded funds. The firm manages client accounts on a discretionary basis, monitors positions on an ongoing basis, and conducts formal reviews at least quarterly.
Notable distinctions include the principal’s registration and affiliation with a Panama-registered investment adviser and the firm’s stated use of Interactive Brokers for its execution capabilities and global access, reflecting service to non-U.S. clients. The principal also provides separate corporate advisory and M&A-related services to privately held companies (which may involve transaction-based compensation and related conflicts disclosed in the brochure), and the firm offers occasional no-fee educational seminars and workshops for groups.
Client services
Portfolio management
Educational seminars or workshops
Expertise
Wealth management
Fee options
$0 - $500,000: 0.95% annually $500,001 - $1,000,000: 0.75% annually $1,000,001 - $2,000,000: 0.60% annually $2,000,001+: 0.45% annually
Main office location
Alvarado & Associates, LLC
Glendale AZ, United States
Number of offices
1
Most active in
Alvarado & Associates, LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Missouri
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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