Alpine Road Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$780,505
Total clients
3
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
3
Average account size
$260,168
About
Alpine Road Financial provides investment management and both comprehensive and limited‑scope financial planning primarily for individual clients, with a particular focus on mid‑career technology professionals navigating equity compensation, stock options, and concentrated stock positions. The firm also facilitates coordination with independent third‑party CPAs for personal tax return preparation and offers educational seminars and speaking engagements for groups.
The firm’s investment process emphasizes tailored asset allocation based on Modern Portfolio Theory, combining passive and active strategies and typically operating with discretionary trading authority to implement client plans. For complex situations—such as concentrated positions, exchange funds, tax‑optimized equity strategies, or options overlays—Alpine Road may recommend specialized third‑party investment managers and provides ongoing oversight of those managers without controlling their day‑to‑day decisions.
Compared with many peers, the firm explicitly includes group education and workplace financial‑wellness content as a service line and coordinates implementation with external tax professionals, services not commonly offered by small independent advisers. As of December 31, 2025 the firm reported roughly $780,505 in discretionary assets under management, and the firm’s principal allocates approximately 20% of professional time to consulting and educational work for an external financial‑wellness provider.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Tax preparation; financial planning consultant to other investment advisor firm
Tax preparation; financial planning consultant to other investment advisor firm
Expertise
Concentrated stock management
Equity Recipients (RS/RSU, SOP, ESPP)
Tax-loss harvesting
Options & derivatives strategies
ESG / Sustainable investing
Occupation focus
Technology Professional
Fee options
Limited Scope Financial Planning project-based fees range from $0–$20,000 based on complexity and scope.
$0 - $500,000: 1.50% $500,000.01 - $2,500,000: 0.75% $2,500,000.01+: 0.50%
Standard hourly rate $500/hour, negotiable.
Minimum fee: Minimum annual fee schedule based on Total Portfolio Value (TPV): $0-$250,000: $4,800/year; $250,001-$1,000,000: $6,000/year; $1,000,001-$2,000,000: $9,000/year; $2,000,001-$3,000,000: $12,000/year; Over $3,000,000: Contact for a custom quote Fee-only: Fee-only firm; compensated solely by clients; no commissions or referral fees received.
Main office location
Alpine Road Financial
Bend OR, United States
Number of offices
1
Most active in
Alpine Road Financial has reported serving >5 clients in these states in the last 12 months.
Oregon
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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