Alphyn Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$30,269,402
Clients
6
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$5,044,900
About
Alphyn Capital Management LLC provides discretionary portfolio management to individual and high‑net‑worth clients through three primary offerings: a hedge fund–like master portfolio, a broader wealth management portfolio, and the Arauca trading strategy available to qualified clients. As a solo independent adviser, it manages accounts on a percentage‑of‑AUM basis and tailors implementation to each client’s situation and risk tolerance.
The firm’s investment process emphasizes fundamental, value‑oriented analysis and seeks to model client accounts against a seeded master portfolio, with adjustments for tax considerations and client suitability. Alphyn uses a broad toolkit — including equities, non‑U.S. securities, ETFs, mutual funds, fixed income, options, short sales and select private investments — and provides quarterly reporting, including a master‑portfolio performance letter calculated by a third‑party administrator.
Distinctive features in the brochure include a third‑party signal‑based trading program (Arauca) that can give rise to performance‑based fees passed to the signal provider and procedures for side‑by‑side management of fee‑paying and non‑fee‑paying accounts. The firm also discloses the use of derivatives and short‑selling in client accounts and publicly reports master‑portfolio performance (via NAV Consulting), practices that are less common among similar independent, solo‑advisor firms.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Private / alternative investments
Tax-loss harvesting
Fee options
1.00% annually
For Arauca strategy clients: 1% management fee plus 20% performance fee on net asset increase above 5% annualized return, passed to third party Arauca Capital
Main office location
Alphyn Capital Management LLC
100 Duffy Avenue, Ste 510
Hicksville NY 11801, United States
Number of offices
1
Most active in
Alphyn Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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