Alphamint Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$40,000,000
Clients
45
31% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
45
HighAverage account size
$888,889
About
Alphamint Financial provides fiduciary wealth management and financial planning services to individual clients across a range of net worths. The firm offers two service tiers: Full Wealth Management, which bundles discretionary investment management, comprehensive financial planning, tax preparation and an annual fiscal review for clients meeting the firm’s asset threshold, and a Genesis service that uses Betterment Institutional for automated investing and CFP™ counsel for smaller accounts.
The firm structures advice around a written Investment Policy Statement and an Investment Management Questionnaire to set asset allocation and risk tolerance, implements diversified portfolios using ETFs, mutual funds, individual securities and periodic rebalancing with tolerance bands, and typically manages accounts on a discretionary basis through custodians such as Charles Schwab and Betterment Institutional. Alphamint also integrates tax management, Social Security and Medicare planning, and regular portfolio reviews into its ongoing client work.
Distinctive compared with many peers, Alphamint operates as an independent life and health insurance agent and accepts commissions only on insurance products used for client risk management while declining commissions for investment management and tax services. The firm also provides tax return preparation and engages in retirement-plan (ERISA/pension) compliance and consulting, combining custody-based investing, automated-portfolio options, insurance placement and tax services within a single advisory relationship.
Client services
Financial planning
Pension consulting
Expertise
Retirement income strategy
Social Security optimization
Medicare planning
Tax-loss harvesting
Long-term care insurance
Fee options
$0 - $1,000,000: 1.20% (Aggressive Growth Portfolio) $1,000,000 - $2,000,000: 1.10% (Aggressive Growth Portfolio) $2,000,000+: 1.00% (Aggressive Growth Portfolio) $0 - $1,000,000: 1.00% (Moderate Growth Portfolio) $1,000,000 - $2,000,000: 0.90% (Moderate Growth Portfolio) $2,000,000+: 0.80% (Moderate Growth Portfolio) $0 - $1,000,000: 0.80% (Moderately Conservative Growth Portfolio) $1,000,000 - $2,000,000: 0.70% (Moderately Conservative Growth Portfolio) $2,000,000+: 0.60% (Moderately Conservative Growth Portfolio) $0 - $1,000,000: 0.60% (Conservative Portfolio) $1,000,000 - $2,000,000: 0.50% (Conservative Portfolio) $2,000,000+: 0.40% (Conservative Portfolio) $0 - $1,000,000: 0.50% (Income Portfolio) $1,000,000 - $2,000,000: 0.40% (Income Portfolio) $2,000,000+: 0.30% (Income Portfolio)
Commissions received only from insurance products recommended for risk protection (life, annuity, long term care insurance). No commissions on investment management or tax preparation.
Account minimum: $250,000 minimum for Genesis Financial Service (Quick-Start service); $500,000 minimum for Full Wealth Management Services (varies by portfolio type, up to $1,000,000 for some portfolios)
Most active in
Alphamint Financial has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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