Alpha Wealth Strategies, LLC

Alpha Wealth Strategies serves individual investors, high‑net‑worth clients, trusts, estates and certain single‑owner or closely held corporate accounts with investment supervisory and consulting services. The firm provides portfolio management on a discretionary basis, manager selection and monitoring, and segmented financial planning available only to clients who engage for investment supervisory services (it does not accept planning‑only engagements).

The firm follows a long‑term, mean/variance optimization approach grounded in modern portfolio theory, using investment policy statements, diversified asset allocation, manager selection and periodic rebalancing rather than market timing or tactical shifts. Implementation is typically through institutional separate‑account managers and actively managed open‑end mutual funds, with quarterly monitoring and custodian reporting; the firm generally excludes alternatives, derivatives and proprietary products from client portfolios.

Distinctive features include a very small advisory team managing a relatively large asset base (about $220 million across roughly three dozen client relationships), resulting in a high asset‑per‑client concentration and a written $5 million new‑client account threshold. Firm principals hold multiple professional credentials (CPA, CFA, CFP, PFS and others), a principal helped develop and remains affiliated with the Institute for the Fiduciary Standard’s Best Practices, and one principal also provides occasional litigation support and expert‑witness services — operational and credential features that are less common among peers.