Alpha Wealth Management, LLC

Alpha Wealth Management serves individual and high‑net‑worth clients as well as trusts, estates and pension/profit‑sharing plans, offering asset management, comprehensive portfolio management, financial planning, retirement plan consulting and portfolio monitoring. Like many peers, the firm charges percentage‑of‑AUM advisory fees and provides both discretionary and non‑discretionary engagement options.

The firm tailors portfolios using a mix of fundamental and technical analysis, charting, cyclical studies and third‑party manager due diligence, and constructs portfolios from stocks, bonds, ETFs, mutual funds and other public and private securities. Portfolios are monitored and rebalanced regularly, and the firm discloses the use of margin borrowing and options as tools it may employ in separately managed accounts for leverage or hedging.

Distinctive features include the explicit use of borrowing (margin) and derivatives (options) within client accounts — practices that are relatively uncommon among comparable firms offering separately managed accounts — and a principal who maintains a separate retail business, dedicating roughly 20% of his time to that activity. The firm also provides retirement plan consulting with acknowledgement of ERISA fiduciary standards and manages a mix of discretionary and non‑discretionary assets, which may be relevant when evaluating oversight and execution.