Alpha-Tech Investments, LLC

The firm provides discretionary asset management and ongoing portfolio supervision for individuals (including high-net-worth clients), corporations, and other business entities, managing custodial accounts across stocks, bonds, mutual funds, ETFs, REITs, and options. It customizes recommendations through an investment policy statement and accepts client-imposed restrictions, while reserving the right to end relationships that prevent it from delivering its standard services.

The firm combines fundamental analysis, technical/charting methods, and modern portfolio theory, and follows a structured, research-driven process of studying white papers and case studies, building and programming strategies, backtesting and enhancing results, then implementing and monitoring them in live markets. Strategies may include options and other non-traditional securities and are typically executed on a discretionary basis through an electronic broker-dealer platform.

Noteworthy characteristics include a small, single-advisor practice managing roughly $1.09 million for about 26 clients with no stated account minimum, and a principal who maintains other professional roles outside the firm—factors that can affect capacity and operational arrangements. The firm also states it does not participate in wrap-fee programs or receive soft-dollar benefits and does not vote client proxies, practices that can differ from many peers.