A
Alpha Strategies Corporation
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$54,831,362
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
85
18% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
85
Average account size
$645,075
About
The firm provides ongoing portfolio management and investment supervisory services to individuals (including high-net-worth), pension and profit‑sharing plans, trusts and charitable organizations, and corporations or business entities. Services include the development of written Investment Policy Statements, discretionary portfolio management, and financial planning provided as part of the advisory relationship.
Investment implementation is guided by modern portfolio theory and employs both long‑term and short‑term trading strategies; portfolios may include mutual funds, equities, fixed income, ETFs, hedge funds, REITs and private placements. The adviser generally operates on a discretionary basis, conducts at least quarterly reviews, and relies on its custodial relationship for trade execution, reporting, and performance statements.
Compared with similarly sized solo independent advisers, the firm’s client mix notably includes corporate and charitable clients and pension plans, and it accepts institutional‑style portfolio mandates and alternative/private investments that are less common among peers. The firm does not accept performance‑based fees, requires the use of its recommended custodian for account administration, and limits custody to fee deduction while integrating financial planning into its portfolio services.
Client services
Portfolio management
Expertise
Wealth management
Private / alternative investments
Real estate investing
Fee options
$0 - $250,000: 2.00% $250,001 - $500,000: 1.75% $500,001 - $750,000: 1.50% $750,001 - $1,000,000: 1.25% Above $1,000,000+: 1.00%
Most active in
Alpha Strategies Corporation has reported serving >5 clients in these states in the last 12 months.
Texas · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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