Alpha Private Wealth Advisors LLC

Alpha Private Wealth Advisors LLC provides comprehensive portfolio management, financial planning and pension consulting to high-net-worth individuals, trusts, estates, charitable organizations, pension and profit-sharing plans, and other business clients. Services include discretionary asset management using ETFs, mutual funds, individual securities, written financial plans, and one‑time or ongoing retirement plan consulting under formal agreements.

The firm combines fundamental and technical analysis and employs a wide range of strategies — including long- and short-term purchases, trading, option writing, short sales, margin transactions, inverse and leveraged ETFs, and other derivatives — with at least quarterly reviews of managed accounts. It also offers held-away account management for retirement and HSA assets via Pontera, using order management tools to implement tax-efficient asset location and opportunistic rebalancing, and discloses that it covers Pontera’s 0.25% platform fee for clients.

Noteworthy for a small independent adviser, the brochure discloses use of borrowing and derivative strategies in managed accounts and an explicit focus on institutional and charitable clients, in addition to high-net-worth individuals, along with pension-plan consulting services that acknowledge ERISA fiduciary obligations. The firm also discloses related business activities in mortgage origination and insurance sales and describes procedures to address the resulting conflicts of interest.