Alpha Prime Capital, LLC

Alpha Prime Capital is a sole‑advisor independent investment adviser that provides portfolio management and financial planning to individuals and high‑net‑worth individuals. It offers both discretionary and non‑discretionary portfolio management and documents each client’s objectives and constraints in an Investment Policy Statement, advising across equities, fixed income, ETFs, options, and commodities.

The firm combines multiple methods of analysis—fundamental, technical, charting, cyclical and modern portfolio theory—and employs long‑term, short‑term and options trading as part of its implementation, with quarterly account reviews and monthly reporting. It participates in an institutional custody program to support trade execution and research access, which the brochure cites as part of how client portfolios are managed.

Alpha Prime accepts performance‑based fees from qualified clients and describes a high‑water‑mark approach and procedures intended to address conflicts that arise from managing both performance‑fee and asset‑based accounts, a practice that is uncommon among small independent advisers. The brochure also discloses use of derivatives, including uncovered options and spread strategies, and notes that the firm does not aggregate trades for multiple clients—features that affect its risk profile and operational practices relative to many peers.