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Alpha Capital Management

Updated today

Client assets under management

$849,873,406

Clients

462

44% high-net worth

Advisors

5

of 9 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

92

High

Average account size

$1,839,553

About

Alpha Capital Management provides discretionary and non-discretionary portfolio management primarily for individual and high‑net‑worth clients, as well as trusts, estates and charitable organizations, managing about $871 million in client assets across roughly 462 accounts. The firm reports the majority of assets under discretionary management and recently raised its minimum account size to $1,000,000, with household aggregation and negotiated exceptions available.

The firm applies a quantitative, optimization‑based investment process that emphasizes downside protection and may result in focused or concentrated portfolios, including allocations to small‑ and mid‑capitalization equities and various fixed‑income instruments. Portfolios are monitored daily with formal performance reviews on a quarterly basis, and investment decisions are guided by client objectives, risk tolerance and an Investment Policy Statement.

Compared with many peer teams, Alpha Capital publicly advertises performance results and uses compensated endorsers/solicitors for client referrals, and it has participated in custodian referral programs (for example, the Schwab Advisor Network), arrangements that the brochure discloses can affect how advisory fees and custodian relationships are structured. The firm does not identify standalone financial planning as an offered service, a feature the brochure highlights as atypical among similar advisory teams.

Client services

Portfolio management

Expertise

Concentrated stock management Active portfolio management

Fee options

Percentage

$0 - $1,000,000: 1% annually $1,000,000+: Negotiated fee lower than 1% annually

Other

Account minimum: $1,000,000 Minimum fee: $50 per quarter per account or household (minimum fee)

Main office location

Alpha Capital Management

5407 Parkcrest Drive, 2 Nd Floor

Austin TX 78731, United States

Number of offices

1

Most active in

California · Colorado · Florida · Louisiana · New York · North Carolina · North Dakota · Ohio · Texas · Virginia

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Buddie B

CFA®, Series 63, Series 65

Austin, TX

Alpha Capital Management

Buddie Ballard is a CFA® charterholder with 38 years of industry experience, currently serving as an advisor at Alpha Capital Management since 2002. He holds the Series 63 and Series 65 licenses and is based in Austin, TX. Alpha Capital Management advises individuals, trusts, estates, and charitable organizations through discretionary and non-discretionary portfolio management and retirement account services. The firm employs a quantitative investment process focused on downside protection and disciplined asset allocation, managing approximately $766 million across 427 client relationships with a six-advisor team.

Concentrated stock management Active portfolio management
user avatar

Michael T

CFA®, Series 63

Austin, TX

Alpha Capital Management

Michael Turner is a CFA® charterholder with 28 years of industry experience. He has been with Alpha Capital Management since 2002, following a three-year tenure at IMST Distributors, LLC. Outside of finance, he holds a minority share in a coffee shop in Austin, Texas, though he does not have an active role in the business. Alpha Capital Management advises individuals, trusts, estates, and charitable organizations through discretionary and non-discretionary portfolio management and retirement account services. The firm manages approximately $766 million in assets across about 427 client relationships and employs a six-advisor team that uses quantitative methods and optimization models with a focus on downside protection and disciplined asset allocation.

Concentrated stock management Active portfolio management
user avatar

Darren A

CFA®

Austin, TX

Alpha Capital Management

Darren Anderson is a CFA® charterholder with seven years of experience in the financial industry. He has been with Alpha Capital Management in Austin, TX since 2016. Alpha Capital Management serves individuals, trusts, estates, and charitable organizations with discretionary and non-discretionary portfolio management and retirement account services. The firm combines quantitative methods and optimization models with an emphasis on downside protection and disciplined asset allocation, managing approximately $766 million across 427 client relationships with a six-advisor team.

Concentrated stock management Active portfolio management
user avatar

Adrian B

CFP®

Austin, TX

Alpha Capital Management

Adrian Burczewski is a CFP® professional with four years of industry experience, currently serving at Alpha Capital Management in Austin, TX. He has been with the firm since 2015. Alpha Capital Management advises individuals, trusts, estates, and charitable organizations through discretionary and non-discretionary portfolio management and retirement account services. The firm manages approximately $766 million in assets across about 427 client relationships and employs a six-advisor team. Their investment process integrates quantitative methods and optimization models, emphasizing downside protection and disciplined asset allocation.

Concentrated stock management Active portfolio management
user avatar

Gabrielle H

Series 65

Austin, TX

Alpha Capital Management

Gabrielle Hebert is a financial advisor at Alpha Capital Management in Austin, TX, holding a Series 65 designation with one year of industry experience. She joined the firm in 2023 after completing ten years as a student. Alpha Capital Management serves individuals, trusts, estates, and charitable organizations with discretionary and non-discretionary portfolio management and retirement account services. The firm employs a quantitative, optimization-driven investment process focused on downside protection and disciplined asset allocation, managing approximately $766 million across 427 client relationships with a six-advisor team.

Concentrated stock management Active portfolio management
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