Alpha Capital LLC

Alpha Capital LLC is a state‑registered investment adviser managing roughly $67.8 million for about 130 clients and offers discretionary and non‑discretionary portfolio management alongside financial planning and consulting services. Its client base includes individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations, corporations, business entities and private funds.

The firm employs a long‑term, asset‑allocation driven process in which clients are assigned an investment adviser representative who tailors portfolios using mutual funds, ETFs, equities, fixed income and, when appropriate, third‑party portfolio managers, with ongoing monitoring and periodic rebalancing. Alpha Capital discloses that it sponsors a wrap fee program (the Alpha Capital Wrap Program) and, unusually for peers, may employ borrowing in separately managed accounts.

The brochure discloses a range of affiliations and outside business activities that the firm manages through policies and disclosures, including an affiliated insurance agency (where advisors may receive commissions), advisors with broker‑dealer registration, ownership interests in an advertising entity, and a Financial Wellness platform for employees. Taken together — the firm’s work for unusual institutional client types (e.g., a sovereign wealth fund, banks, state/municipal clients, insurance companies and other advisers), its role as a wrap program sponsor, the explicit use of leverage in SMAs, and its multiple affiliated businesses — represent features that distinguish it from many similarly sized advisory firms.