A
Alpha Asset Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$129,130,191
Total clients
149
26% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
149
Average account size
$866,646
About
Alpha Asset Management is a fee‑based registered investment advisor that primarily serves individual clients and a limited number of institutions, providing discretionary portfolio management focused on large‑capitalization equities, investment‑grade bonds and investment‑company securities. As of early 2025 the firm reported managing about $129 million for roughly 149 client accounts and operates as a single‑advisor practice.
The firm combines a top‑down, secular‑cycle framework with bottom‑up security selection: it seeks to identify secular bull or bear markets and overweight or defend portfolios by sector accordingly, while also adding occasional opportunistic, low‑correlation picks discovered through qualitative observation. Alpha conducts both qualitative and quantitative analysis on holdings, tends to hold sector convictions for multi‑year cycles, and manages only discretionary accounts with ongoing quarterly reviews.
Alpha’s operations include several affiliations that are uncommon for a solo independent adviser: it acquired another adviser and its affiliated broker‑dealer in 2016 and continues to maintain ties to that broker‑dealer, and the firm’s principal is registered to receive trailing broker‑dealer commissions and to sell insurance products when acting in those separate capacities. The firm also participates in Charles Schwab’s institutional program and by default enrolls clients in a third‑party class‑action claim filing service (the provider retains a portion of recoveries), operational features that may create conflicts or service arrangements not typical among peers.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Fee options
$0 - $1,000,000: 1.00% annually (Equity and Balanced accounts) $1,000,000 - $5,000,000: 0.75% annually (Equity and Balanced accounts) $5,000,000+: Negotiable (Equity and Balanced accounts) $0 - $5,000,000: 0.5% annually (Fixed Income accounts) $5,000,000+: Negotiable (Fixed Income accounts)
Principal receives trailing commissions for some mutual fund investments through affiliated broker/dealer; also receives commissions as registered representative and insurance agent when acting in those capacities
Account minimum: $250,000 Fee-only: Fees are based only on assets under management; no commissions for advisory services
Main office location
Alpha Asset Management
50 South Main Street, Suite 1210
Akron OH 44308, United States
Number of offices
1
Most active in
Alpha Asset Management has reported serving >5 clients in these states in the last 12 months.
Florida · Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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