AlpenGlobal Capital, LLC

AlpenGlobal Capital manages approximately $184 million in discretionary assets for individuals, high‑net‑worth clients and other entities such as companies, trusts, estates and charitable organizations, providing portfolio management together with financial planning and consulting services. The firm constructs individualized investment plans for clients and generally requires a minimum account of $100,000 per client relationship.

The firm builds portfolios concentrated in individual global equity positions selected through fundamental research, conversations with company management and in‑depth financial analysis, typically blending these positions with mutual funds and ETFs and maintaining an intended holding period of about 18 months to three years while actively managing portfolios day to day. AlpenGlobal may also use options, short selling, participate in IPOs when suitable, and advise qualified clients on alternative investments, with integrated financial planning offered to many clients.

A notable operational feature disclosed in the brochure is that AlpenGlobal may employ borrowing or margin in separately managed accounts when clients authorize it, and it cautions that use of margin can increase the reported market value of an account (and correspondingly the advisory fee) and is generally used for short‑term financing. The firm also states that it pays most client brokerage transaction and trading costs and recommends RBC as custodian to access institutional trading, custody and technology services—arrangements that affect execution and the mix of services clients receive.