Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$733,507,437
Total clients
232
74% high-net worth
Total advisors
6
of 10 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
39
Average account size
$3,161,670
Allium Financial Advisors, LLC is a registered investment adviser serving individuals (including high‑net‑worth clients), trusts, estates, charitable organizations, and business entities. The firm manages approximately $733 million with a team of six advisors and offers discretionary and non‑discretionary portfolio management alongside comprehensive financial planning and implementation support, including coordination of insurance and other products.
The firm’s investment process emphasizes asset allocation and diversification and combines mutual funds, ETFs, vetted independent managers, and, when appropriate, privately placed pooled vehicles and alternative investments. Portfolios are built and overseen by an Investment Committee that conducts qualitative and quantitative manager vetting and provides ongoing monitoring, annual due diligence, performance tracking, and capital‑call assistance for longer‑term commitments.
A notable feature of Allium is its affiliation through common ownership with another investment manager, Uptick Capital Management LLC, and related private funds; Allium discloses that it may refer clients to those affiliated funds and may receive advisory or asset fees in connection with such investments. The firm also documents potential conflicts (including insurance‑related compensation arrangements) and describes procedures intended to mitigate those conflicts while offering access to less liquid strategies such as private real estate, private debt, and, at client request, certain IPO opportunities.
One-time financial planning setup and analysis fee minimum $2,500, based on complexity
$0 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.85% $5,000,001 - $25,000,000: 0.65% $25,000,001+: Negotiated flat fee starting at 0.60%
Insurance products offered under separate commission-based arrangement; commissions paid to firm, not individual agents
Hourly fees may be charged for financial planning or consulting services, specific rates not stated
Account minimum: $500,000 Minimum fee: $5,000 per year minimum Investment Management Fee Fee-only: Financial planning services: One-time fee minimum $2,500 for initial plan; annual ongoing financial planning fee 0.10% of AUM; minimum annual fee $2,500 for financial planning only clients
Allium Financial Advisors, LLC
310 N State Street, Suite 208
Lake Oswego OR 97034, United States
Number of offices
1
Arizona · California · Oregon · Texas · Washington
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Lake Oswego, OR
Allium Financial Advisors, LLC
Series 65
Lake Oswego, OR
Allium Financial Advisors, LLC
CFP®, CFA®, Series 66
Lake Oswego, OR
Allium Financial Advisors, LLC
Series 63, Series 66
Lake Oswego, OR
Allium Financial Advisors, LLC
Series 63
Lake Oswego, OR
Allium Financial Advisors, LLC
CFA®, Series 66
Lake Oswego, OR
Allium Financial Advisors, LLC
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