Allied Oak Wealth, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Allied Oak Wealth, LLC is a newly formed registered investment advisor that intends to provide discretionary investment management, wealth management, and financial planning to individuals, high‑net‑worth clients, trusts, and estates. The firm’s portfolios are expected to be built primarily with exchange‑traded funds and individual stocks, with occasional use of mutual funds and bonds to meet client objectives.
The firm describes a long‑term, fundamental‑analysis approach to portfolio construction while retaining the ability to trade for rebalancing or cash needs, and generally manages accounts on a discretionary basis under written agreements. Allied Oak recommends clients custody assets at an institutional custodian through an advisor‑platform relationship, bills advisory fees monthly as a percentage of assets under management, and generally requires a minimum relationship size of $500,000.
Distinctively for a firm classified as an investment manager, Allied Oak’s initial filing shows a single‑advisor structure with no reported assets or clients, no pooled or proprietary funds, and an explicit policy of not charging performance‑based fees. The firm’s principal holds the CRPC designation and has prior wealth‑platform and advisory experience, and the brochure discloses receipt of platform and other economic benefits from its recommended custodian, which the firm notes can create potential conflicts of interest.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Fee options
$0 - $1,000,000: 1.50% $1,000,001 - $4,000,000: 1.25% $4,000,001 - $10,000,000: 1.00% $10,000,001 - $30,000,000: 0.75% $30,000,001+: 0.50%
Account minimum: $500,000 Fee-only: Fees are based on blended tier schedule as detailed above.
Main office location
Allied Oak Wealth, LLC
Davidson NC, United States
Number of offices
1
Most active in
Allied Oak Wealth, LLC has reported serving >5 clients in these states in the last 12 months.
Louisiana · North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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