Allied Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$85,197,816
Clients
110
32% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
110
Very HighAverage account size
$774,526
About
Allied Investments of Tennessee, LLC is a registered investment adviser that serves individuals (including high‑net‑worth clients), retirement plans, and corporations. The firm provides discretionary investment management, financial planning, participant account management for defined‑contribution plan participants via a third‑party connectivity platform, and tax‑preparation services.
AITN constructs customized portfolios using exchange‑traded funds, low‑cost diversified mutual funds, and select individual stocks and bonds, typically with a long‑term focus while rebalancing as needed. The firm uses both fundamental and technical (charting) analysis and may employ options and other derivative strategies in separately managed accounts to implement hedging or tactical adjustments.
Compared with many supported firms, Allied is uncommon in its explicit use of options/derivatives within client accounts and in offering tax preparation and trustee‑related services alongside advisory work, each of which the firm discloses as potential conflicts. The firm operates as a small, single‑advisor practice managing roughly $92 million in client assets and uses a held‑away participant‑account platform to manage retirement plan participant allocations without direct custodial access.
Client services
Financial planning
Portfolio management
Tax preparation
Expertise
Active portfolio management
Options & derivatives strategies
Tax-loss harvesting
Fee options
Fixed financial planning fees ranging from $0 to $2,500
$0 - $1,000,000: 0.95% annually Over $1,000,000+: 0.75% annually
$150 per hour for financial planning services
Fee-only: Investment advisory fees based on assets under management as per tiered schedule; Financial planning fees $150/hour; Fixed fees $0 to $2,500; Tax preparation fees $150 to $10,000 (all negotiable)
Main office location
Allied Investments
532 Princeton Road
Johnson City TN 37601, United States
Number of offices
1
Most active in
Allied Investments has reported serving >5 clients in these states in the last 12 months.
Tennessee · Texas · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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