Alliance Advisors Wealth Management LLC

Alliance Advisors Wealth Management provides discretionary investment management and financial planning to individuals (including high‑net‑worth clients) and to pension and profit‑sharing plans, with services tailored to client objectives, risk tolerance, and cash needs. The firm typically charges asset‑based advisory fees and uses custodians such as Interactive Brokers and Charles Schwab for account custody and execution.

The firm employs a mix of fundamental and technical analysis and implements long‑ and short‑term strategies, including the use of options (covered calls and spreading strategies) for hedging or income generation. Risk management is integrated through position sizing, diversified allocations, and periodic account reviews conducted by the firm’s managing member.

A distinctive feature is the firm’s affiliation with a separately organized insurance producer: the managing member is a licensed insurance agent who dedicates time to insurance activities and may recommend insurance products on a commission basis, a relationship disclosed in the brochure as a potential conflict and routed through the separate insurance entity. Oversight and compliance are centralized, with the managing member also serving as the firm’s chief compliance officer and conducting client reviews, which may result in more direct principal involvement than at larger firms.