A complete list of active advisors currently associated with Allen James Financial LLC

Warmer can help you find a great advisor at Allen James Financial LLC or one who fits your needs even better.

Allen James Financial LLC provides portfolio management and investment advisory services to individual and high‑net‑worth clients, preparing investment policy statements and performing asset allocation, selection, and ongoing monitoring. The firm’s brochure notes it typically advises on insurance products (including annuities), ETFs, hedge funds, and private placements and charges percentage‑of‑assets fees. The firm describes an approach that uses technical analysis and recommends long‑term trading, with strategies tailored to clients’ goals, risk tolerance, and time horizon as documented in each client’s investment policy statement. AJFL does not have discretionary trading authority and must secure client permission before placing trades; the firm generally requires clients to use Charles Schwab & Co. Advisor Services for custody and does not aggregate trades across accounts. Several items in the brochure distinguish AJFL from many peers: the firm discloses a historical regulatory enforcement event in which its principal was issued a desist‑and‑refrain order in January 2001 related to offering unregistered securities and transacting without a broker‑dealer license. The brochure also reports that the firm had no assets under management as of December 2025 and discloses that its principal is a licensed insurance agent who may receive commissions for insurance products, a potential conflict the firm says it will manage.

To learn more about the advisors currently working at Allen James Financial LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.