Allen Investment Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$31,400,000
Total clients
47
17% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
47
Average account size
$668,085
About
Allen Investment Management serves individual investors—including both non‑high‑net‑worth and high‑net‑worth clients—and, when appropriate, foundations, charitable organizations, businesses and pension/profit‑sharing plans. The firm provides ongoing investment supervisory services together with integrated financial planning; it does not offer financial planning on a standalone basis.
Investment management is typically discretionary and guided by fundamental analysis with a value‑oriented, long‑term emphasis, while the firm may employ active sector rotation or shorter‑term trades on a limited basis. Portfolios are constructed from individual equities, ETFs, mutual funds and fixed‑income instruments, and the firm prepares investment policy statements and delivers cash‑flow, risk‑management and retirement/rollover advice in a fiduciary capacity.
Distinctive for a small independent practice, the brochure reports roughly $27.1 million in discretionary client assets across about 41 client relationships and the capacity to advise both individual and institutional account types. The firm discloses it does not accept performance‑based or commission compensation, bills asset‑based fees quarterly in advance, and operates through an institutional custodian relationship that provides research and operational support the firm discloses and manages as potential conflicts of interest.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
Debt management
General retirement planning
Tax-loss harvesting
Fee options
$0 - $100,000: 2.00% $100,001 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 1.00% $3,000,000 - $5,000,000: 0.75% Above $5,000,000+: Negotiable
Main office location
Allen Investment Management
Leesburg VA, United States
Number of offices
1
Most active in
Allen Investment Management has reported serving >5 clients in these states in the last 12 months.
Maryland · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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