Allen Financial Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$121,209,098
Clients
288
13% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
288
Very HighAverage account size
$420,865
About
Allen Financial Management provides discretionary investment advisory services to individuals, trusts, estates, charitable organizations, and business entities, primarily through portfolio management focused on mutual funds and exchange-traded funds. The firm reports managing roughly $121 million in client assets and serves a broad base of individual clients.
The firm exercises discretionary authority to tailor portfolios to client objectives and employs a mix of analysis methods—charting, technical, fundamental, and cyclical analysis—along with long‑ and short‑term purchase strategies; cash management for money market and short‑term instruments is also part of its practice. Tax efficiency is not a primary objective unless agreed in writing, and the firm provides IRA rollover recommendations and related fiduciary disclosures when applicable.
Compared with many peers, the firm serves a comparatively large number of clients for its size, an uncommon feature that may affect client coverage and service dynamics. The firm routinely directs brokerage to an institutional custodian, its investment personnel are also registered representatives and licensed insurance agents (which can generate commission‑based compensation), and it uses standing letters of authorization for third‑party wire transfers—points clients should review for potential conflicts and custody considerations.
Client services
Portfolio management
Expertise
Passive / index investing
Cash flow / budgeting
Fee options
Up to 1.0% annually, negotiable depending on client circumstances
Separate commission-based compensation earned by registered representatives for securities sales and insurance commissions earned by insurance agents, in addition to advisory fees
Main office location
Allen Financial Management
925 N. Lapeer Rd, Suite 159
Oxford MI 48371, United States
Number of offices
1
Most active in
Allen Financial Management has reported serving >5 clients in these states in the last 12 months.
Louisiana · Michigan · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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