Align Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$116,708,805
Total clients
69
49% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
35
Average account size
$1,691,432
About
Align Wealth Management, LLC serves individual and high‑net‑worth clients with ongoing portfolio management, retirement-plan (pension/401(k)) consulting, and financial planning. The firm manages accounts on several outsourced platforms and provides customized Investment Policy Statements to guide each client’s strategy.
AWML typically manages client accounts on a discretionary basis, documents risk tolerances and investment objectives in written IPSs, and uses a mix of long‑term strategies, third‑party manager selections, and analysis methods that include fundamental, quantitative, technical, and modern portfolio theory. The firm states policies to seek fair and equitable allocation of opportunities across clients, but it does not aggregate (block) trades for multiple client accounts.
A distinctive feature is the firm’s affiliation with an accounting practice: the owner maintains an active CPA practice and the brochure notes the firm may coordinate or refer accounting/tax services, a relationship the firm discloses as a potential conflict of interest. The firm also discloses receipt of custodial and third‑party economic benefits (including program support from SEI and Schwab and a first‑year Fidelity reimbursement arrangement) and fee‑sharing from recommended managers, factors that may affect its selection of platforms or managers.
Client services
Expertise
Fee options
$0 to $50,000 fixed fee for financial planning
$0 - $2,000,000: 1.00% $2,000,001 - $4,000,000: 0.80% $4,000,001 - $6,000,000: 0.60% $6,000,001 - $15,000,000: 0.40% $15,000,001+: 0.25%
$300 to $800 per hour
Main office location
Align Wealth Management, LLC
1850 Hamilton Ave
San Jose CA 95125, United States
Number of offices
2
Most active in
Arizona · California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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