Align Wealth Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$101,009,419
Clients
205
0% high-net worth
Advisors
1
of 5 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
205
Very HighAverage account size
$492,729
About
Align Wealth Advisors serves individual investors and employer retirement plans, offering asset management, financial planning and ERISA‑sponsored plan consulting, and placing clients into SEI model and manager programs when appropriate. The firm’s services include portfolios composed of individual stocks and bonds, ETFs, mutual funds and access to independent money managers, along with written financial plans and consulting engagements.
Align constructs portfolios using strategic asset allocation and a core‑satellite approach, provides quarterly reviews and rebalancing, and tailors recommendations to client objectives and restrictions. The firm discloses that it manages its regulatory assets on a non‑discretionary basis, meaning clients retain final authority over trade execution while the adviser provides guidance and monitoring.
Noteworthy features in the brochure include advisers who are also registered representatives of Cambridge Investment Research and licensed insurance agents who may recommend commissionable insurance and variable annuity products, as well as representatives who are licensed or non‑practicing attorneys offering separate legal services under separate engagement agreements. With roughly 205 clients, the firm reports an unusually high client‑per‑advisor load for its peer group and maintains custodial and platform relationships with SEI and National Financial Services.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Charitable giving & philanthropy
College savings (529s, UTMA, etc.)
Tax strategies for small businesses
Fee options
Flat fees for financial planning and consulting generally range from $800 to $25,000.
$0 - $499,999.99: 1.50% $500,000 - $999,999.99: 1.25% $1,000,000 - $4,999,999.99: 1.00% $5,000,000+: 0.75%
Certain representatives also registered representatives receiving commissions on securities sales; commissions do not exceed 50% of Firm's revenue.
Hourly financial planning and consulting fee of $500 per hour.
Account minimum: $500,000 Fee-only: Financial planning and consulting fees charged on hourly or flat fee basis; hourly fee $500, flat fees range from $800 to $25,000.
Main office location
Align Wealth Advisors
24031 El Toro Road, Suite 210
Laguna Hills CA 92653, United States
Number of offices
1
Most active in
Align Wealth Advisors has reported serving >5 clients in these states in the last 12 months.
California · Florida · North Carolina · Texas · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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