Align Financial Solutions
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$22,360,000
Clients
16
81% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
16
LowAverage account size
$1,397,500
About
Align Financial Solutions is a small, independent advisory firm serving individual clients, including high‑net‑worth individuals, through discretionary and non‑discretionary asset management and integrated financial planning. The firm provides full financial plans, ongoing planning relationships, one‑off consulting, and portfolio management for a limited client base totaling roughly $22.36 million in assets under management.
The firm’s investment approach is goal‑based and employs methods such as fundamental analysis and Modern Portfolio Theory to construct diversified portfolios, with account reviews at least quarterly and the ability for clients to grant discretionary trading authority. Align also engages third‑party sub‑advisors and may implement strategies through a turnkey platform (Advyzon Investment Management), using features such as direct indexing and a tax‑overlay service.
Several features distinguish the firm from many solo independents: the brochure documents a program of educational seminars and speaking engagements (priced between $0 and $7,500) and the firm’s marketing includes the use of client testimonials. The firm’s principal has prior experience and registrations as an insurance agent and registered representative with firms such as MassMutual and Prudential, and Align pays platform and direct‑indexing platform fees when using the Advyzon offering.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
College savings (529s, UTMA, etc.)
Divorce financial planning
Fee options
Full financial plans $5,000 - $20,000; Ongoing financial planning $6,500 - $12,500 annually; Educational seminars $0 - $7,500
$0 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.05% $2,000,001 - $5,000,000: 0.85% $5,000,001 - $10,000,000: 0.65% $10,000,000+: 0.35%
$500 per hour for financial consulting services
Minimum fee: Ongoing financial planning one-time fee $5,000 - $12,000 (may be waived for clients with over $500,000 AUM) Fee-only: Financial consulting services $500/hour; Full financial plans $5,000 - $20,000; Ongoing financial planning $6,500 - $12,500 annually
Main office location
Align Financial Solutions
Hoboken NJ, United States
Number of offices
1
Most active in
Align Financial Solutions has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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