Align Financial Advisors, LLC

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Client assets under management

$73,247,160

Clients

32% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Low

Average account size

$804,914

About

Align Financial Advisors, LLC provides asset management and financial planning services to individuals, high-net-worth clients, and certain trusts and estates. As of December 31, 2025 the firm reported $73,622,103 in client assets under management, split between $63,097,257 managed on a discretionary basis and $10,524,846 on a non-discretionary basis.

The firm uses a range of analytical methods — including fundamental, technical, quantitative techniques, and modern portfolio theory — and invests across mutual funds, ETFs, and equities while identifying and managing standard market, liquidity, and concentration risks. Clients may engage the firm on either a discretionary or non-discretionary basis, impose written restrictions on investments, and receive periodic (generally quarterly) portfolio reviews and plan updates.

A distinctive operational feature is that the firm’s investment adviser representatives also receive external compensation as insurance agents for selling investment-related insurance products; the brochure discloses this conflict of interest and notes mitigation through disclosures and fiduciary obligations, and that clients are not required to purchase such products. The firm also recently shifted from federal to state registration — withdrawing SEC registration and receiving Texas state approval in September 2025 — and identifies Charles Schwab as its preferred custodian, which is notable for the range of services and third‑party benefits described in the brochure.

Client services

Financial planning Portfolio management

Expertise

General retirement planning General tax planning Cash flow / budgeting

Fee options

Fixed

Fixed fees up to $10,000 for financial planning and consulting

Percentage

$0 - $50,000 in no more than 2 accounts: Flat $500 annually plus $50/quarter for additional accounts $50,001 - $500,000: 1.00% $500,001+: 0.50%

Project-based

$250 per hour for financial planning and consulting

Other

Minimum fee: $500 annually for $0-$50,000 in no more than 2 accounts, plus $50 per quarter for each additional account Fee-only: Hourly fee of $250/hour; fixed fees up to $10,000 for financial planning and consulting

Main office location

Align Financial Advisors, LLC

6401 Eldorado Pkwy, Suite 420

Mckinney TX 75070, United States

Number of offices

Most active in

Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 214-519-8750

Advisors at this firm

Lori G

CFP®, Series 63, Series 65

Mckinney, TX

Align Financial Advisors, LLC

Lori Givens is a CFP® professional with 12 years of industry experience, currently serving at Align Financial Advisors, LLC. She previously worked at Wheat-Givens Financial, LLC and United Planners' Financial Services. Givens is a board member of Koelling & Associates, Inc., an industrial supplies company based in Dallas, TX. Align Financial Advisors, LLC provides asset management and financial planning services to individuals, high-net-worth clients, and certain trusts and estates. The firm employs a variety of analytical methods and offers both discretionary and non-discretionary portfolio management across mutual funds, ETFs, and equities.

General retirement planning General tax planning Cash flow / budgeting

Jeffrey S

Series 65

Mckinney, TX

Align Financial Advisors, LLC

Jeffrey Sandt is a financial advisor at Align Financial Advisors, LLC with one year of industry experience. He holds a Series 65 designation and previously worked at USAA and Systemware. Align Financial Advisors provides asset management and financial planning services to individuals, high-net-worth clients, and certain trusts and estates. The firm employs various analytical methods and offers both discretionary and non-discretionary portfolio management across mutual funds, ETFs, and equities.

General retirement planning General tax planning Cash flow / budgeting

Karla M

Series 65

Mckinney, TX

Align Financial Advisors, LLC

Karla Martin is a financial advisor at Align Financial Advisors, LLC with one year of industry experience. She holds a Series 65 designation and has previously worked at Wheat Givens Financial, Ember Financial Services, LLC, and in legal roles at The Ramage Law Group and The Law Offices of Kimberly J Munson. Outside of advising, she provides personal bookkeeping services. Align Financial Advisors, LLC offers asset management and financial planning services to individuals, high-net-worth clients, and certain trusts and estates. The firm employs a variety of analytical methods and invests across mutual funds, ETFs, and equities while managing market, liquidity, and concentration risks.

General retirement planning General tax planning Cash flow / budgeting

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