Alexa Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$17,282,094
Clients
40
30% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
40
HighAverage account size
$432,052
About
The firm provides discretionary portfolio management, written financial planning, and retirement-plan consulting to individual investors and employee benefit plans, and it offers participant education and plan-level advice as part of its retirement services. Its advice covers a broad set of investments, including equities, exchange-traded funds, mutual funds, municipal securities, CDs, REITs and variable annuities.
The firm tailors investment strategies to each client’s objectives and may employ a mix of methods — including fundamental analysis, technical/charting techniques, and principles from modern portfolio theory — across both short- and long-term time horizons. Clients typically grant trading discretion to the firm so it can implement these tailored strategies on an ongoing basis.
Noteworthy features include that the firm’s principal is separately licensed to sell insurance and may receive commission-based compensation for insurance sales, which creates a potential conflict of interest (clients are not required to purchase insurance from the firm). The firm also routinely provides 3(21) non-discretionary retirement-plan consulting and participant education — services that are less commonly offered by peers of its category — and it requires clients to use a specific custodial brokerage platform and does not aggregate client trades, practices that can affect execution and transaction pricing.
Client services
Financial planning
Portfolio management
Retirement plan consulting services
Expertise
Wealth management
Fee options
$0 - $1,000,000: 1.00% annually $1,000,000+: 0.85% annually
$400 per hour, negotiable
Account minimum: $500,000
Main office location
Alexa Wealth Management, LLC
Deep River CT, United States
Number of offices
1
Most active in
Alexa Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut · Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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