ALC Investment Advisory Services, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
ALC Investment Advisory Services provides financial planning and portfolio management services to a range of clients, including individuals, trusts and estates, corporations, and pension and profit‑sharing plans. Services are offered as one‑time or ongoing engagements and include consultations, written financial plans, and customized investment programs.
The firm employs fundamental analysis to build individualized investment policies and generally favors a longer‑term approach while retaining the ability to recommend shorter‑term strategies when aligned with client objectives. Implementation commonly uses mutual funds and separately managed accounts across a broad set of instruments, and the brochure notes the firm does not currently manage client assets on a discretionary basis.
Distinctive features disclosed in the brochure include a common‑ownership affiliation with a public accounting and business consulting firm, optional accounting/tax services for advisory clients, and a practice that expressly includes pension consulting and pension/profit‑sharing clients. The firm also documents offering hourly fee arrangements and accepting non‑high‑net‑worth individual clients—arrangements that are less common among peer investment managers.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
Cash flow / budgeting
Charitable giving & philanthropy
Options & derivatives strategies
Fee options
One-time financial planning fixed fees from $1,500 to $10,000
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.80% $3,000,001 - $5,000,000: 0.60% $5,000,001 - $10,000,000: 0.40% $10,000,001 - $20,000,000: 0.25% >$20,000,000+: Negotiable
$200 to $250 per hour for financial planning; $250 per hour for portfolio management
Account minimum: $25,000 Minimum fee: Minimum charges for financial planning: $1,500 fixed fee minimum; hourly fees minimum charge $1,500 for ongoing planning; portfolio management hourly rate minimum charge $1,750 Fee-only: Hourly rates for financial planning services: $200-$250 per hour; hourly rate for portfolio management: $250 per hour; fixed fees for one-time financial planning $1,500 to $10,000; fixed fee arrangements may be negotiated for portfolio management
Main office location
ALC Investment Advisory Services, LLC
Dayton OH, United States
Number of offices
1
Most active in
ALC Investment Advisory Services, LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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