A
ALC Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$11,024,016
Clients
6
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$1,837,336
About
ALC Capital Management provides discretionary portfolio management to individual investors and offers separate financial consultation services on an hourly basis. The firm manages roughly $10 million across a small number of client accounts and works with clients who seek direct portfolio oversight as well as ad hoc advisory engagements.
Investment decisions are driven by fundamental analysis aimed at identifying undervalued companies, with most assets placed in individual equities and positions typically held for multiple years. Portfolios are intentionally concentrated (generally about a dozen or fewer holdings), the firm avoids leverage and rarely shorts, and it will also consider bonds, mutual funds, ETFs and, when appropriate, nontraditional assets in tailored consultations.
A feature that is uncommon among peers of this type is the firm’s use of performance-based compensation for eligible clients under a high‑water‑mark arrangement, an approach the firm says aligns its interests with clients. The firm also emphasizes that the adviser invests alongside clients and applies an analytical, science- and engineering-informed approach, which, combined with concentrated, high‑conviction portfolios, increases both the potential for outsized returns and firm-specific manager risk.
Client services
Portfolio management
Financial consultation
Expertise
Active portfolio management
Concentrated stock management
Fee options
Flat fee for financial consultation at $250/hour
$250 per hour
10%-12% of total gross pretax gains, charged semiannually with High Water Mark
Account minimum: $500,000
Main office location
ALC Capital Management, LLC
Seattle WA, United States
Number of offices
1
Most active in
ALC Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
California · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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