Alban Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$44,007,000
Total clients
76
21% high-net worth
Total advisors
1
Firm size
Independent
1 advisor
Average clients per advisor
76
Average account size
$579,039
About
Alban Investment Management provides discretionary investment management and advisory consultations to individuals, families, trusts, and small businesses. The firm also prepares comprehensive, written investment plans as a standalone service and delivers ongoing portfolio management for individual retail clients.
The firm’s investment process uses fundamental, cyclical, and long-term trend analysis and implements a mix of long-term holdings, shorter-term trades, and, with client consent, margin or options transactions; it emphasizes diversification across asset classes and seeks to limit investment expenses through low-cost ETFs and discount execution. Reviews are performed at least quarterly with consolidated performance reporting and commentary against benchmarks and target asset mixes.
Compared with peers, Alban is notable for serving both high-net-worth and non‑HNW individual clients while offering formal financial planning and charging percentage-of-assets-under-management fees on a quarterly basis. The firm manages client assets on a discretionary basis, does not act as a private fund adviser or accept performance-based fees, directs all brokerage to a single custodian (Fidelity), and uses a single person to review accounts and handle compliance.
Client services
Financial planning
Portfolio management
Expertise
Charitable giving & philanthropy
Options & derivatives strategies
Fee options
$0 - $100,000: 0.80% annually $100,001 - $500,000: 0.60% annually $500,001 - $1,500,000: 0.48% annually $1,500,001+: Custom negotiated rate
Main office location
Alban Investment Management, LLC
Ashville OH, United States
Number of offices
1
Most active in
Alban Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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