Alan B. Lancz & Associates, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$158,830,409
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
99
64% high-net worth
Advisors
1
of 4 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
99
HighAverage account size
$1,604,348
About
Alan B. Lancz & Associates, Inc. is an SEC‑registered investment adviser that manages discretionary portfolios for individuals (including high‑net‑worth clients), retirement plans, family offices, foundations and pooled investment vehicles, overseeing roughly $175 million in client assets. The firm provides portfolio/wealth management, an asset‑allocation program called SOUND Investing, retirement‑plan consulting, financial planning and corporate consulting on a case‑by‑case basis.
The firm’s investment approach centers on fundamental analysis and individualized portfolio construction across a broad toolkit that can include equities, fixed income, structured products, derivatives and alternative investments, with tax and risk management emphasized. Portfolios are managed to client objectives and may incorporate client‑specified restrictions — including tailored ethical or faith‑based policies (for example, alignment with U.S. Conference of Catholic Bishops guidelines) — and the firm offers discretionary supervisory services along with education and participant outreach for retirement plans.
What distinguishes the firm from many peers is its role as sponsor/manager and private fund adviser to pooled vehicles that invest primarily in energy‑sector partnerships (notably drilling funds that utilize intangible drilling costs and well‑production distributions), a strategy that entails higher illiquidity and concentration risk than typical advisory firms handle. The firm also has affiliated business activities — including management of private real estate LLCs, a proprietary research entity and an early‑stage AI platform — relationships the firm discloses and manages through internal policies and supervisory procedures.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
ESG / Sustainable investing
Options & derivatives strategies
Private / alternative investments
Concentrated stock management
Retirement income strategy
Occupation focus
Executive
Founder/Business Owner
Demographic focus
Religious/faith focused
Fee options
$500 for Retirement Income Planning, $2400 for Comprehensive Financial Plan; $200 one-time initiation fee for SOUND Investing accounts at discretion
Under $500,000+: 2% annually (case-by-case basis acceptance) $500,000 - under $750,000 - $749,999: 1.5% annually $750,000 - under $1,000,000 - $999,999: 1.2% annually $1,000,000 - $1,499,999 - $1,499,999: 1.0% annually $1,500,000 - $1,999,999 - $1,999,999: 0.9% annually $2,000,000 - $2,499,999 - $2,499,999: 0.8% annually $2,500,000 or greater+: Negotiable
Commissions on securities transactions when implemented through Crescent Securities by Alan B. Lancz (registered representative).
$275/hour for Alan Lancz, $115/hour for Research Associates, $58/hour for administration/data entry
$250 per quarter for 1-2 accounts and $500 per quarter for up to 5 accounts for access to trading platforms with guidance (negotiable thereafter)
Account minimum: $500,000 Minimum fee: SOUND Investing accounts under $500,000 are billed at 0.65% annually with a $250 minimum per quarter Fee-only: Hourly fees: $275/hour for Alan Lancz, $115/hour for Research Associates, $58/hour for administration/data entry; Financial planning: $500 for Retirement Income Planning, $2400 for Comprehensive Plan; SOUND Investing: 0.50% annually for $500,000-$2,000,000 assets; $250 quarterly platform fee for trading access
Main office location
Alan B. Lancz & Associates, Inc.
3435 N Holland Sylvania Rd
Toledo OH 43615, United States
Number of offices
1
Most active in
Alan B. Lancz & Associates, Inc. has reported serving >5 clients in these states in the last 12 months.
California · Florida · Illinois · Louisiana · Michigan · New York · Ohio · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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