A
Aktive Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,645,880
Clients
18
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
LowAverage account size
$480,327
About
AKTive Capital Management, LLC serves individuals, high‑net‑worth individuals, charitable organizations and business entities with ongoing portfolio management and a standalone mutual fund guidance service for retirement and non‑retirement accounts. The firm creates an Investment Policy Statement for each client and provides discretionary portfolio management tailored to clients’ goals, time horizons, and documented risk tolerances.
The firm’s investment approach combines charting, fundamental, technical and cyclical analysis with modern portfolio theory, and implements strategies across long‑ and short‑term trading. ACML employs active techniques including short sales and options (covered, uncovered and spread strategies) alongside traditional equity, fixed income, ETF and real‑asset allocations, and typically seeks discretionary authority to execute trades.
Compared with many small independent advisers, ACML’s use of derivatives and short‑selling within separately managed accounts is an uncommon practice among peers. The firm manages client assets internally rather than selecting third‑party managers, requires clients to custody with a specific broker‑dealer, and offers a one‑time mutual fund review service in addition to ongoing management.
Client services
Portfolio management
Flat fee strategy
Expertise
Options & derivatives strategies
Real estate investing
Passive / index investing
Fee options
$500 one-time flat fee for mutual fund guidance strategy
$0 - $100,000: 1.25% $100,001 - $1,000,000: 1.00% $1,000,001+: 0.75%
Account minimum: $50,000 (may be waived at firm's discretion) Fee-only: Asset-based fees on AUM as per tiered schedule; no commissions or performance fees
Main office location
Aktive Capital Management, LLC
Redondo Beach CA, United States
Number of offices
1
Most active in
Aktive Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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