AK Investing
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$20,970,000
Total clients
75
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
75
Average account size
$279,600
About
AK Investing provides investment management and financial planning to individuals, high‑net‑worth clients, 401(k) plans and businesses. Its services include comprehensive and targeted financial planning, ongoing portfolio management on a discretionary or non‑discretionary basis, and retirement plan consulting with participant education.
The firm’s investment approach emphasizes diversified asset allocation using mutual funds and ETFs combined with options strategies; portfolio risk and position sizing are guided by a model that references market implied volatility (VIX) and places clients into one of five risk categories. AK Investing documents client objectives in an investment policy statement, performs periodic rebalancing, and may recommend monthly covered calls or other option overlays for income‑oriented or self‑directed clients.
Compared with many peers, AK Investing accepts performance‑based fees for qualified clients and provides ERISA fiduciary retirement‑plan consulting (including the ability to act in either a 3(21) or 3(38) capacity), which is atypical for a firm of its size. It also offers paid periodicals and educational seminars and explicitly employs derivatives—notably short index/ETF options with a stated 15–30% capital allocation in some managed accounts—features that distinguish its service mix from most independent advisers.
Client services
Financial planning
Portfolio management
Pension consulting
Newsletters or periodicals
Educational seminars or workshops
Expertise
Options & derivatives strategies
Passive / index investing
Retirement income strategy
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Fee options
Targeted focus financial planning: $500 to $1,500 fixed fee; Retirement planning fees: flat annual fee plus percentage of total plan assets
Comprehensive financial planning: $100 to $400 per hour; Investment management hourly fees may range from $100 to $400 per hour
Performance fees generally charged as a percentage of account increase for qualified clients (minimum $1,000,000 AUM or net worth $2,100,000)
Account minimum: $250,000 Minimum fee: $2,000 minimum annual fee per managed account Fee-only: Comprehensive financial planning: $100 to $400 per hour; Targeted focus financial planning: $500 to $1,500 fixed fee
Main office location
AK Investing
8191 N Tamiami Trail, Bldg B1
Sarasota FL 34243, United States
Number of offices
1
Most active in
AK Investing has reported serving >5 clients in these states in the last 12 months.
Florida · Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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