Ajax Asset Mgmt., LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$43,001,427
Total clients
6
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
6
Average account size
$7,166,905
About
Ajax Asset Mgmt., LLC provides discretionary investment management to individuals, high‑net‑worth clients, business entities, retirement plans and nonprofit organizations through separately managed accounts and pooled investment products. The firm focuses on portfolio management and implementation rather than providing comprehensive financial planning or custodial services.
Ajax pursues an unconstrained equity strategy that typically holds long positions and may use options for hedging, and also offers a fixed‑income strategy that can include U.S. Treasuries, corporate bonds and distressed debt. The firm discloses that it may employ derivatives and borrow (use margin) in separately managed accounts, and access to particular strategies is limited to clients deemed suitable under written mandates.
Noteworthy features relative to peers include a small number of client relationships managing approximately $43 million in discretionary assets, the availability of performance‑based fee arrangements to qualifying clients, and the firm’s explicit use of derivatives and leverage in client accounts — all of which are uncommon among similar independent advisers. These practices introduce additional conflicts and risks (for example, incentives to take leveraged or speculative positions), which the firm addresses through written policies, custodian reporting and suitability screens.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Tax-loss harvesting
Fee options
0.5% annually
10% of the realized and unrealized appreciation of the net asset value (NAV) of the client’s account, charged to qualified clients
Account minimum: $1,000,000
Main office location
Ajax Asset Mgmt., LLC
11661 San Vicente Blvd., Suite 860
Los Angeles CA 90049, United States
Number of offices
1
Most active in
Ajax Asset Mgmt., LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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