Agg Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$55,000,000
Clients
65
23% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
65
HighAverage account size
$846,154
About
AGG Asset Management provides comprehensive portfolio management and financial planning to individuals — including high-net-worth clients — as well as trusts, estates and charitable organizations. The firm manages about $55 million on a discretionary basis for roughly 65 client relationships and emphasizes individualized investment advice and ongoing monitoring.
The firm uses a mix of fundamental, technical and cyclical analysis and implements strategies across equities, bond funds, ETFs, mutual funds, options and trading approaches to align portfolios with clients’ stated objectives and risk tolerances. AGG’s brochure discloses that it may use borrowing (margin) and derivatives such as options within separately managed accounts and describes the attendant risks, including margin-related losses, forced liquidations and option expiration dynamics.
Compared with many supported peers, AGG’s explicit use of leverage and derivatives in client-managed accounts is a distinguishing practice, since most similar firms do not employ borrowing or derivatives inside separately managed accounts. The firm also notes it maintains legacy wrap-fee arrangements only for existing clients while requiring new clients to enter non-wrap agreements and recommends a custodial relationship with Schwab for trade execution and custody.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Concentrated stock management
Fee options
Maximum annual fee not to exceed 1.20%, billed quarterly in advance on a pro-rata basis
Main office location
Agg Asset Management, LLC
875 S Westlake Boulevard, Suite 218
Westlake Village CA 91361, United States
Number of offices
1
Most active in
Agg Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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