AGenTech Equities, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$465,661
Clients
2
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$232,831
About
The firm provides discretionary portfolio management to individual clients, including high-net-worth individuals, and advises primarily on U.S. exchange-listed equities and related options strategies such as cash-secured puts and covered calls. It does not participate in wrap fee programs and requires the use of a qualified custodian for client accounts.
Its investment process combines top-down thematic research—with a stated emphasis on secular themes like artificial intelligence—with bottom-up fundamental and technical analysis to construct concentrated portfolios. The firm also uses options-selling strategies (an options wheel), may employ margin and frequent trading, and generally manages accounts on a discretionary basis without accepting client restrictions on specific securities.
Compared with many independent advisers, the firm does not target non‑high‑net‑worth retail individuals and instead focuses on higher‑net‑worth individual clients, which is uncommon for firms in this category. The firm is newly organized, directs clients to a single custodian platform, and is led by a principal who holds the CFA charter, features that combine to make its small, concentrated, options-driven approach atypical among peers.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
1.75% annually
Main office location
AGenTech Equities, LLC
Fremont CA, United States
Number of offices
1
Most active in
AGenTech Equities, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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