Afs Wealth Management Llc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$30,707,698
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
44
11% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
44
Average account size
$697,902
About
AFS Wealth Management LLC is an independent, single-advisor registered investment adviser managing approximately $30.7 million for about 44 clients. The firm offers discretionary portfolio management and financial consulting, and provides advice across equities, corporate and municipal debt, mutual funds, ETFs, REITs and cash-management instruments.
Investment programs are tailored to each client’s objectives and may be implemented using firm-developed model portfolios that range from conservative to aggressive allocations. The firm uses a mix of methods including modern portfolio theory alongside technical techniques such as charting and cyclical analysis, conducts at least quarterly account reviews, and executes trades through a qualified custodian.
Compared with many independent peers, AFS also serves charitable organizations in addition to individual and high-net-worth clients, a client type that is less common among similar firms. The firm is led by a CFP-certified principal, operates as a solo practitioner with an inactive insurance license for sales, and generally does not vote client proxies, leaving voting responsibility with clients.
Client services
Portfolio management
Advisory consulting
Fee options
$0 - $500,000: 1.20% $500,001 - $2,500,000: 1.00% Over $2,500,000+: 0.80%
$75.00 per hour for financial consulting services
Account minimum: No minimum stated; firm may terminate accounts deemed too small to manage effectively
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Afs Wealth Management Llc
288 Depot Street
Chester VT 05143, United States
Number of offices
1
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")