A complete list of active advisors currently associated with Afh Asset Management, Inc.
Warmer can help you find a great advisor at Afh Asset Management, Inc. or one who fits your needs even better.
AFH Asset Management, Inc. provides investment advisory services, including portfolio management, and generally charges percentage-of-assets-under-management fees. Despite offering individual portfolio management, the firm's ADV materials indicate it does not report serving either non-high-net-worth individual clients or high-net-worth individuals, suggesting its client base differs from typical retail-focused advisers. Advisors at the firm are dually registered as broker-dealer representatives and are licensed insurance agents, and the brochure discloses that they may recommend broker-dealer securities and insurance products as part of client solutions. Those recommendations can result in commissions and other forms of compensation in addition to advisory fees, and outside business activities and securities transactions are reviewed by appointed supervisors to address potential conflicts. The firm operates with a small team of registered advisory representatives, several of whom hold the CFP® designation and have long tenures with affiliated broker-dealers, reflecting a mix of financial planning credentials and broker-dealer experience. This combination of dual registrations, potential commission-based sales, and a reported absence of individual retail clients distinguishes the firm from many similarly sized supported advisers.
To learn more about the advisors currently working at Afh Asset Management, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Beverly Hills, CA
| 30
| |
Beverly Hills, CA
| 25
| |
Beverly Hills, CA
| 31
|
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