Affinity Financial Solutions, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,261,385
Total clients
48
0% high-net worth
Total advisors
1
Firm size
Independent
1 advisor
Average clients per advisor
48
Average account size
$130,446
About
Affinity Financial Solutions, LLC provides investment advisory and planning services to individuals, families, trusts, charitable organizations and 401(k) plans. Services described in the brochure include investment management, retirement and estate planning, debt consolidation, and insurance-related advice and product placement.
The firm says it employs both fundamental and technical analysis, using third‑party research and charting software to monitor mutual funds and market cycles, and typically retains discretionary authority to make changes within fund families. A notable element of its portfolio approach is a predominant use of ProFunds sector mutual funds — including leveraged and inverse strategies — and recommendations explicitly consider clients’ overall financial profiles, including existing insurance and annuity holdings.
Affinity’s advisers are registered representatives of a broker‑dealer and hold life insurance and variable annuity licenses, and the firm may receive commissions or 12b‑1 fees in addition to percentage‑of‑assets advisory fees, a combination the brochure identifies and discloses. The firm also serves charitable entities (an uncommon client type among peers) and the principal concurrently operates a separate college‑funding business, which the brochure notes impacts how the principal allocates her time.
Client services
Portfolio management
Expertise
Annuities
Fee options
$0 - $500,000: 1.8% $500,000 - $1,000,000: 1.5% $1,000,000+: 1%
Commissions received for sales of variable annuity contracts and securities; less than 50% of primary compensation
Fee-only: Advisory fees charged as percentage of AUM; no commissions constitute primary compensation
Main office location
Affinity Financial Solutions, LLC
Shelton CT, United States
Number of offices
1
Most active in
Affinity Financial Solutions, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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