Aequitas Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,446,448
Clients
6
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$241,075
About
Aequitas Financial, LLC is a fee-only registered investment adviser that provides ongoing subscription financial planning and discretionary portfolio management to a very small number of individual and high-net-worth clients. The firm’s planning services cover retirement projections, tax-aware strategies, cash-flow and debt management, college funding, employee benefits, estate planning, insurance review, and investment analysis.
The adviser uses Modern Portfolio Theory to set asset allocation targets and combines passive and active mutual fund and ETF selection, with the option to incorporate socially responsible investing screens when requested. For clients with concentrated stock positions the principal may employ options and other derivatives as tailored risk-management tools, and client plans are reviewed bi‑annually with an annual service calendar to monitor implementation.
Noteworthy distinctions include the firm’s delivery of public and organizational educational seminars and speaking engagements as a regular practice, a service that is uncommon among solo independent advisers. The firm operates at a very small scale and discloses that its principal maintains an outside role in the financial technology industry that occupies a substantial portion of daytime work, a factual detail clients may consider when evaluating the firm’s capacity and availability.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
Initial financial plan development fee: $1,000 total (split as $500 upfront, $500 at delivery); Educational seminars fees range from $0 to $15,000 per seminar
1.00% annually
Hourly rate used to calculate unearned portion of initial financial plan fee is $300/hour
Ongoing Financial Planning Services monthly fees: $500/month (Individual), $800/month (Couple)
Fee-only: Financial Planning Services ongoing fees: $500/month (Individual), $800/month (Couple), up to $9,600/year; initial setup fee $1,000 ($500 upfront, $500 at plan delivery)
Main office location
Aequitas Financial, LLC
Culver City CA, United States
Number of offices
1
Most active in
Aequitas Financial, LLC has reported serving >5 clients in these states in the last 12 months.
California · Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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