AEM Asset Management, LLC logo

AEM Asset Management, LLC

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Client assets under management

$103,888,177

Clients

44

50% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

22

Low

Average account size

$2,361,095

About

AEM Asset Management provides investment advice and planning to individuals (including high net worth clients), charitable organizations, and businesses. The firm offers discretionary portfolio management and financial planning, and may recommend third‑party money managers to implement model-based strategies.

The firm tailors investment advice to each client’s objectives and typically exercises discretionary authority over accounts, using sub‑advisers and model portfolios rather than conducting in‑house quantitative or qualitative security analysis. Its stated strategies range from long‑term to short‑term trading and include technical, fundamental, and cyclical methods, and it may use options, margin, or short sales where appropriate; accounts are reviewed regularly and trades are often aggregated.

AEM is affiliated through common ownership with Rosenberg Rich Baker Berman & Company and routinely recommends that affiliate for accounting services, a relationship the brochure discloses as a potential conflict of interest. Although the adviser is a small team (two advisors serving a modest number of clients), it reported approximately $117.9 million in discretionary assets under management and routinely asks clients to direct brokerage to firms with which it has existing relationships.

Client services

Financial planning Portfolio management

Expertise

Active portfolio management Options & derivatives strategies Concentrated stock management

Fee options

Fixed

Financial planning fees generally range between $250 and $1,000, negotiable

Project-based

$100 to $300 per hour depending on scope and complexity

Main office location

AEM Asset Management, LLC

265 Davidson Avenue, Suite 210

Somerset NJ 08873, United States

Number of offices

2

Most active in

New Jersey · New York · Pennsylvania

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Francis D

Series 65

Bushkill, PA

AEM Asset Management, LLC

Francis Den Dulk is a Series 65-licensed financial advisor with eight years of industry experience. He has worked at AEM Asset Management, LLC since 2020 and previously at RRBB Asset Management, LLC from 2017 to 2020. AEM Asset Management, LLC provides investment advisory services to individuals, charitable organizations, and corporations, offering discretionary portfolio management and financial planning. The firm uses a combination of third-party money managers and model portfolios across various asset classes and employs both technical and fundamental analysis tailored to client objectives.

Active portfolio management Options & derivatives strategies Concentrated stock management
user avatar

Eric S

Series 65

Somerset, NJ

AEM Asset Management, LLC

Eric Schwartz is a financial advisor at AEM Asset Management, LLC with six years of industry experience. He holds a Series 65 designation and has worked at firms including RRBB Asset Management LLC and NJPMI LLC. Outside of his advisory role, Schwartz is the owner of a precious metals consulting firm specializing in coin-related consulting and serves as an administrator at an accounting firm. AEM Asset Management provides investment advisory services to individuals, charitable organizations, and corporations, offering discretionary portfolio management and financial planning. The firm employs a variety of investment approaches, including third-party money managers and model portfolios, and utilizes technical, fundamental, and cyclical analysis across multiple asset classes.

Active portfolio management Options & derivatives strategies Concentrated stock management
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