Aegis Wealth Partners, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$926,137
Clients
5
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
Very LowAverage account size
$185,227
About
Aegis Wealth Partners provides investment advisory and financial planning services to individual investors and to employer-sponsored retirement plans. The brochure lists portfolio management with written Investment Policy Statements, comprehensive financial planning (retirement, tax, life‑insurance analysis), college planning and student‑loan repayment advice, and guidance on insurance products including annuities.
The firm documents client risk tolerance and typically seeks discretionary trading authority for portfolio management, using methods such as fundamental, technical and charting analysis alongside modern portfolio theory, and it generally recommends mutual funds and ETFs (including precious‑metal ETFs) to gain exposure. For plan sponsors it offers pension consulting and retirement‑plan services (including non‑discretionary ERISA fiduciary support and the option of 3(38) investment management) and may use third‑party platforms such as AssetMark for managed solutions.
Compared with many peers, AWPL emphasizes structured retirement‑plan work and investor education: the brochure describes group seminars (which may be complimentary or included with pension consulting) and a detailed Appendix on plan services. The brochure also highlights an unusual mix for a small independent adviser — advising on insurance products (annuities) while noting representatives do not maintain life/health insurance licenses — and a range of ancillary offerings such as exit/succession planning and regular ongoing client outreach.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Tax strategies for small businesses
College savings (529s, UTMA, etc.)
Student loan debt
Business exit / sale strategy
Occupation focus
Founder/Business Owner
Fee options
Comprehensive financial planning provided on fixed fee basis, fees negotiable depending on complexity; College planning initial session $750; Student loan repayment fees charged as fixed annual fees
$0 - $500,000: 0.75% $500,001 - $1,000,000: 0.50% $1,000,001 - $5,000,000: 0.35% $5,000,001+: 0.25%
Ongoing planning work based on $300/hour, generally 2-3 hours per month
Ongoing financial planning annual fee $500 per month or $1,250 per quarter
Fee-only: Financial planning fees: $500 per month or $1,250 per quarter, fixed fees for comprehensive financial planning, negotiable project fees; College planning fees: $750 initial analysis with 60-minute call, $250 hourly thereafter; Student loan fees: $750 year 1 single, $500 year 2+ single, $1,250 year 1 couple, $750 year 2+ couple; ongoing financial planning hourly rate $300/hour
Main office location
Aegis Wealth Partners, LLC
3420 E Shea Blvd, Suite 200
Phoenix AZ 85028, United States
Number of offices
3
Most active in
Aegis Wealth Partners, LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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