Aegis Financial Advisory
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
31
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
31
TypicalAverage account size
$0
About
Aegis Financial Advisory provides fee-only comprehensive financial planning to individuals and to 401(k) plan sponsors, with a particular focus on pre-retiree couples and retirement-income and Social Security claiming strategies. The firm also prepares personal income tax returns and delivers year‑round, tax‑aware retirement planning as an IRS Enrolled Agent and state-licensed tax consultant.
The firm emphasizes an asset-class, passive investment approach using institutional, no‑load mutual funds—primarily Dimensional Fund Advisors and occasional Vanguard funds—to pursue broad diversification and tax efficiency, and it generally places taxable bonds in tax‑deferred accounts when appropriate. Aegis does not report assets under management, implements individualized recommendations without aggregating trades, and offers clients the option to self-direct fund purchases or use outside portfolio managers the firm recommends.
Noteworthy for a small independent advisory practice, the firm publishes client resources/periodicals and conducts educational seminars for plan participants and individuals in addition to advising clients directly. Aegis is NAPFA‑registered, holds multiple tax and retirement credentials (including Enrolled Agent, RICP, RSSA®, TPCP™, and ChFC), maintains a succession agreement with Focus Partners Wealth, and leverages Buckingham Retirement Solutions for ERISA 3(38) investment management for retirement plan clients.
Client services
Financial planning
Newsletters or periodicals
Educational seminars or workshops
Tax preparation
Expertise
Retirement income strategy
Social Security optimization
General retirement planning
General tax planning
Passive / index investing
Fee options
Social Security Planning Review: $250 flat fee
Under $1,500,000 - Under $1,500,000: $6,000 annually $1,500,000 - $2,000,000: $8,000 annually $2,000,000 - $5,000,000: $9,000-$14,000 annually $5,000,000 - $9,000,000: $15,000-$18,000 annually Above $9,000,000+: 0.20% annually
$250 per hour
Fee-only: Flat annual fees based on net worth as per schedule; also flat fees for Social Security Planning Review ($250), and hourly fees ($250/hour)
Main office location
Aegis Financial Advisory
5200 Meadows Rd, Suite 150
Lake Oswego OR 97035, United States
Number of offices
3
Most active in
Aegis Financial Advisory has reported serving >5 clients in these states in the last 12 months.
California · Oregon
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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