Aegis Asset Management, Inc.

Aegis Asset Management, Inc. provides discretionary investment management primarily to individuals, high‑net‑worth clients, pension and profit‑sharing plans, and corporations. It manages accounts composed mainly of stocks and mutual funds and offers two account types — “AegiSelect” accounts that emphasize mutual funds and “Aegis Regular” accounts that emphasize individual stocks.

The firm tailors portfolios to client‑specific factors such as risk tolerance, income needs, liquidity and tax status, and typically manages accounts on a discretionary basis with fees billed as a percentage of assets. Its investment process combines fundamental, technical and cyclical analysis and can employ long‑term buy‑and‑hold positions as well as shorter‑term trading, margin, short sales and options strategies where appropriate.

Aegis is distinctive among similar small firms for its business affiliations: the firm’s president is also involved in an affiliated law practice that has provided pension consulting and administration services, and the ownership group operates real‑estate brokerage, development and construction firms that currently handle family properties; these relationships and potential conflicts are disclosed to affected clients. The firm also had a regulatory disclosure event in 2016 when its state advisory certificate was revoked for failure to pay renewal fees and was reinstated the same year, and it now manages roughly $11.47 million across a limited number of discretionary accounts.