Advocate Wealth Solutions
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$7,000,000
Clients
43
5% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
43
TypicalAverage account size
$162,791
About
Advocate Wealth Solutions provides fee‑based financial planning and portfolio management to individual clients, including both high‑net‑worth and non‑HNW households, and manages roughly $7 million across its client base. Its services include retirement and tax planning, insurance needs analysis, and the ability to initiate purchases of securities and other investments on clients’ behalf.
The firm generally operates on a non‑discretionary basis and documents client goals and risk tolerance in written investment policy statements, constructing and tailoring portfolios to match those parameters and any client‑imposed restrictions. When discretionary trading is required, Advocate Wealth Solutions selects third‑party investment advisors to execute strategies and conducts periodic (typically quarterly) reviews, using a mix of modern portfolio theory, buy‑and‑hold approaches, tactical analysis, and external research sources.
Noteworthy aspects of the firm are its formal affiliations with legal practices and an insurance agency — its principal is an attorney and the firm’s representatives are licensed to sell life insurance and annuities — which informs its tax, estate and insurance planning services. The firm also provides periodic educational seminars on retirement and tax topics at no additional charge and discloses third‑party compensation and potential conflicts when recommending products or third‑party managers.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
General retirement planning
Income planning
Life insurance needs analysis
Occupation focus
Attorney
Founder/Business Owner
Demographic focus
Mid-Career Professionals
Approaching retirement
Fee options
Fixed financial planning fees typically between $800 and $10,000, negotiable
$0 - $1,000,000: 1.0% annually $1,000,000+: 0.85% annually
Commissions from sale of securities and insurance products are less than 50% of revenue; outside compensation disclosed
Hourly fees range from $300 to $3,000 per hour, negotiable
Fee-only: Financial planning fees range from $800 to $10,000, negotiable; hourly fees range from $300 to $3,000 per hour, negotiable
Main office location
Advocate Wealth Solutions
655 Metro Place South, Suite 440
Dublin OH 43017, United States
Number of offices
1
Most active in
Advocate Wealth Solutions has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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